Senior Counsel - Registered Funds Job at Confidential, New York, NY

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  • Confidential
  • New York, NY

Job Description

  • Hybrid role with 4 days in office in NYC or Greenwich
  • Reporting to Deputy GC role will focus on registered funds legal matters

About Our Client

Financial services.

Job Description

The Senior Counsel will work with the Deputy General Counsel and other members of the legal team.

Main Responsibilities
  • Advise on all registered funds related legal matters, including drafting and reviewing all offering, marketing and documentation, reviewing for SEC and FINRA compliance
  • Provide legal advice and aid in provisions relating to 1940 Act compliance as it pertains to transactions, fund of fund matters, advisory, etc.
  • Negotiate a wide range of agreements with registered fund counterparties, including closed-end funds, mutual funds, real estate investment trusts and various fund managers
  • Manage outside counsel as necessary
  • Work closely with other members of the legal team on additional projects as they arise

The Successful Applicant

  • JD from top law school with excellent academic credentials and GPA
  • Admitted to NY State Bar
  • 4-10 years of experience within the Registered Funds/Mutual Funds group of a top law firm or in-house at a registered fund or bank
  • Very strong experience with the '40 Act, registered fund formation matters and mutual fund legal matters
  • Team player
  • Excellent communication skills

What’s on Offer

  • Hybrid working environment (4x in office per week) in New York City or Greenwich, CT
  • Competitive base salary
  • Bonus
  • Equity

Contact

Jennifer Pettigrew

Quote job ref

JN-062026-7037160

Job Tags

Permanent employment, Work at office

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